Wellbeing & Resilience

Wellbeing is a concept that integrates a broad range of holistic measures of individual and societal health under a single umbrella.

History of Wellbeing & Resilience

The origins of wellbeing date back to 1948 when the World Health Organization expanded its definition of health to include “physical, mental, and social wellbeing.” (Gibas et al., 2015).

In the mid-1960s, Raymond Bauer began to establish methods to measure and quantify indicators of social wellbeing beyond conventional economic measures, such as Gross Domestic Product (GDP) (Gibas et al., 2015).   In 1972, Bhutan’s young King Jigme Wangchuk coined the term “Gross National Happiness” (Gibas et al., 2015).  In the 1980s, Amartya Sen’s Capability Approach argued that wellbeing depended upon the degree to which people had the capacity to take advantage of the resources available to improve their wellbeing (Gibas et al., 2015). This catalyzed a new person-centered approach. 

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Resilience research going back 50 years, catalyzed by the work of Emily Werner, has long explored the concept from the perspective of the individual, especially high-risk children (Fleming & Ledogar, 2008; Luthar et al., 2000; Richardson, 2002). Resilience theory shifted models focused on identifying risk factors for psychological and behavioral problems to a model that identified the internal strengths for coping with and overcoming adversity (Richardson, 2002). Since the 80s, resilience has been seen as a process of coping, not a trait. In addition, the literature has increasingly turned towards measuring the resilience of whole communities. Also relevant is Polyvagal Theory, proposed by Stephen Porges in the early 2000s, which describes the linkages between the stress response system and other neural networks that support prosocial behavior, health, and resilience (Sullivan et al., 2018).

Definition of Wellbeing & Resilience

Wellbeing, like mindfulness, is difficult to define and integrates a broad range of context-dependent, objective, and subjective measures of individual and societal health under a single umbrella (Gibas et al., 2015). There is no consensus on a single definition. Certain objective indicators of wellbeing like physical health, nutrition, education, or basic economics are easy to assess and standardize, but may not give an accurate description of an individual’s lived experience or life satisfaction (Gibas et al., 2015, Linton et. al., 2015).  As such, within the development field, the concept of wellbeing has moved from an externally-defined, pathologizing focus on the social ills of the most disadvantaged, to a more inclusive, person-centered approach enabling greater self-determination (White, 2010).

A few definitions include:

"Wellbeing is a state of being with others, where human needs are met, where one can act meaningfully to pursue one's goals, and where one enjoys a satisfactory quality of life."(ESRC Research Group on Wellbeing in Developing Countries, 2008, p. 4).

The Wellbeing Project defines personal wellbeing as including an experience of wholeness and interconnectedness, and that it is action-oriented and a continuous journey (Severns and Murphy Johnson, 2020).

Collective wellbeing depends on the wellbeing of each of its citizens and social structures, and the wellbeing of each individual is, in part, dependent upon the collective context in which they find safety, justice, security, and emotional support.

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Seen as a component of or contributing to wellbeing, resilience can be defined as positive adaptation despite adversity (Fleming & Ledogar, 2008).  This suggests that resilience is not necessarily a state of being, but a process. It requires the existence of adversity or very substantive risk, against which someone adapts, driven by an internal motivational force, leading to greater wellbeing and a level of personal growth (Fleming & Ledogar, 2008; Luthar et al., 2000; Richardson, 2002). Resilience is studied on an individual or collective level within several contexts, including adapting to chronic or toxic stress, rebuilding after natural or human disaster, protecting from burn-out or empathetic fatigue, or the ability to recover from a traumatic event. A definition of community resilience, provided by Healy (2006) is “the capacity of a distinct community or cultural system to absorb disturbance and reorganize while undergoing change so as to regain key elements of structure and identity that preserve its distinctness” (Fleming & Ledogar, 2008, p. 3).

Trauma-healing is also a subset of wellbeing.  Individuals who experience or witness exposure to a significant, traumatic stressor that involved a response of intense fear or panic, helplessness or horror, very often undergo deep psychological stress, otherwise known in Western psychology as complex post-traumatic stress disorder (PTSD) or toxic stress. This can include an entire spectrum of symptoms. The DSM-V, divides PTSD symptoms into four categories (APA 2013):

  1. Intrusion Symptoms or Reexperiencing

  2. Avoidance Behavior

  3. Symptoms of Increased and Ongoing Arousal or Reactivity

  4. Negative Mood and Thoughts

Over time, PTSD is associated with an increased risk of several other conditions including panic disorder, alcoholism and other addictions, chronic or severe depression, generalized anxiety disorder, and social phobias (Vermetten & Bremner, 2002).

Mechanisms of Trauma & Resilience

Resilience begins with a disruption to homeostasis created by adversity. Resilience involves finding a sense of safety, self-regulating the stress response system, and finding insight and an integrative understanding of one’s strength, and coping qualities (Fleming & Ledogar, 2008; Richardson, 2002). This strengthens the resilient qualities that enabled the recovery. Without this resilient reintegration, people may continue to experience adversity because they have not developed the characteristics that allow for ongoing growth (Richardson, 2002). Others may turn to maladaptive behavior, such as addiction and other negative coping mechanisms. 

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Our autonomic nervous system is made up of two branches: the sympathetic branch that activates to protect us from danger (fight/flight), and the parasympathetic branch, which helps us relax, feel safe, and restore ourselves. Normally, when we feel safe, our body regulates between the two branches as necessary. According to Polyvagal theory, there are three primary neural networks involved in the detection of and response to safety or threat, which enable the conditions for resilience. In times of safety, the “social engagement system” or ventral vagal complex (VVC), is responsible for regulating facial expressions and communications, in connect with breathing and heart rate, supporting more prosocial and adaptive social interactions in response to challenges (Sullivan et al., 2018). Second, the sympathetic nervous system (SNS) has an inverse relationship with the VVC. Third, the dorsal vagal complex (DVC) are nerve networks connected to organs below the diaphragm and involves activation of the “freeze” response in very severe terror, experienced as an almost complete shut-down of the body (Sullivan et al., 2018). When the VVC is active (and the SNS is downregulated) and a person feels safe, a person is in the optimal state for experiencing feelings of connectedness, love, empathy, compassion and altruism (Gerbarg et al., 2019; Sullivan et al., 2018). 

The mechanisms underlying PTSD involve the stress response system failing to shut off or self-regulate (Vermetten & Bremner, 2002). Any prolonged experience of a threat with a maladaptive response may result in longer-term imbalances in body, emotions and behavior (Sullivan et al., 2018). Often, traumatized individuals respond to new, perceived danger with paralysis and immobilization (Kolk, 2006).

Occasionally, the impact of a traumatic event goes beyond the individual and next generation to affect the entire community - such as with war or natural disaster - dismantling collective structures such as social networks, families, political systems, economies, health services, and trust (Hostland, 2012; Steidle, 2019). Collective wellbeing depends on objective, material elements such as social justice, welfare, law enforcement, leadership, and cultural identities, as well as the subjective perception of safety, trust, respect, satisfaction with treatment, and support (White, 2010). Individual and collective repair comes through the ongoing building of resilience and, when necessary, specific trauma-healing interventions.  

Effective trauma-healing interventions require a reprogramming of the stress response system through careful trauma-informed practices, such as cognitive behavioral therapy, prolonged exposure, and cognitive processing therapy, that allow people to feel safe again (Van der Kolk, 2006; Watkins et al., 2018).  Mind-body therapies that foster interoception, along with mindfulness capacities of nonjudgment and non-reactivity, together support the reappraisal of sensations as non-threatening for greater adaptive responses and improved self-regulation (Sullivan et al., 2018). This can lead to outcomes of eudaimonic wellbeing, sense of connection, peace, and physical, emotional and behavioral health, again driving prosocial behavior and resilience (Gerbarg et al., 2019; Sullivan et al., 2018). 

Measuring Wellbeing & Resilience

The tools for measuring wellbeing on a psychological, biological, economic, social, and spiritual level are just as varied as its definition, with 99 tools alone created since the 1960s (Linton et al., 2016). This may have influenced the development of multidimensional indexes of wellbeing at the societal level, such as the Human Development Index (Cooke et al., 2016).  In addition to the material/objective and subjective measures, wellbeing is also dependent on relational priorities like love, support, and equality (Summer et al., 2009). Satisfaction towards meeting such personal goals is dependent upon not only an individual sense of agency, but also the relational context in which individuals exist, and the capacity to make use of available resources to navigate that context. Therefore, wellbeing is both a self-determined concept and influenced by the external environment (Summer et al., 2009).  

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Most measures of resilience seek to identify the risk factors and protective factors that influence the process of adapting to adversity, though these can vary widely. As two examples, the Zigler-Phillips Social Competence Index (Zigler & Glick, 1986) measures interlinked areas of competency (Luthar et al., 2000).  The Community Assessment of Resilience Tool (CART, Pfefferbaum et al., 2006) assesses community resilience.  It is also possible to measure heart rate variability as an indicator of individual stress. High frequency heart rate variability is associated with parasympathetic activity, emotional calm, self-regulation, activation of the social engagement network, and prosocial behavior (Gerbarg et al., 2019). 

Most measures of the healing of trauma involve testing for 17 key symptoms of PTSD. Considered the gold-standard, the Clinician-Administered PTSD Scale (CAPS, Blake et al., 1995) is a 30-question, structured interview delivered by trained professionals that assesses 17 symptoms of PTSD and provides a severity score for current or long-term diagnosis (Brom et al., 2017).  Also common is the 17-question PTSD Check List (PCL – 17), a self-report measure of symptoms of PTSD.

Challenges with Measuring Wellbeing & Resilience

Following are a range of concerns involving measuring wellbeing, resilience and trauma-healing:

Wellbeing

  • The excessive proliferation of tools and the multifaceted nature of wellbeing result in varied outputs that do not have consistent standardization allowing for broad-reaching comparisons.
  • It is important to consider the role of individual circumstances and choices in an individual’s wellbeing including the capacity to take advantage of resources (Gibas et al., 2015).
  • The collection of subjective data can still be largely political, and vulnerable to manipulation and bias for specific purposes (Camfield et al., 2008).
  • Using qualitative methods in developing countries can still be extractive and top-down. (Camfield et al, 2008).
  • Measures of subjective wellbeing can be used to idealize the “poor, but happy” simplicity of the disadvantaged, undercutting the legitimate need for material benefits in favor of policies aimed at just changing local perception of needs (White, 2010).

Resilience

  • The biggest challenge with measures of resilience involve the lack of standardization in definition and in the wide choice of risk and protective factors.
  • It is difficult to identify any one optimal set of qualities or circumstances that cultivate resilience. Some people exhibit resilience based on some qualities while others do not (Luthar et al., 2000).
  • There are also questions about how to assess whether the experiences of adversity are similar between study participants (Luthar et al., 2000).
  • Researchers also still differ in considering resilience as either a trait or a process, bringing into question the concept of resilience as a valid construct (Luthar et al., 2000).

Trauma-Healing

  • A primary concern with measuring trauma-healing is using methods that are not culturally appropriate for the cultural, social, political, and spiritual context in which trauma-healing is taking place (Hostland, 2012).
  • Further, measures of individual trauma cannot completely account for the impact of trauma collectively, which involves the shared experience of all members of community (Hostland, 2012; Steidle, 2019).

Future Recommendations for Research

Following are recommendations for advancing or strengthening research on wellbeing, resilience, and trauma-healing:

  • To ensure measures of wellbeing are comprehensive, studies should conduct qualitative studies as a complement to quantitative tools (Camfield et al., 2008; White & Jha, 2014).

  • It is critical to assess and ensure (not assume) local participant understanding of wellbeing metrics and the process utilized (White & Jha, 2014).

  • Concepts of wellbeing, drivers of wellbeing, and measures of wellbeing should be aligned with the goals of program beneficiaries (Beban, 2012).

  • Researchers need to be aware of any bias that may exist when those with resources are managing data collection from those who may feel they need to compete for those resources.

  • It is important for researchers to look for recurring, cross-cutting themes even across diverse approaches, while also being explicit about what approaches and factors are being measured. It is also important to look for consistent results at least within similar themes of factors to ensure some level of validity of the construct of resilience (Luthar et al., 2000).

  • Research needs to invest more deeply in understanding how a particular variable affects resilience rather than just identifying the most impactful factors.

  • It is critical for researchers to be clear about the terminology describing the conceptualization of resilience as a trait or a process so as to not confuse the outcomes (Luthar et al., 2000).

  • Studies should study factors and their influence within specific domains (family, community) both short and long-term to ensure the most robust conclusions (Luthar et al., 2000).

Applications of Wellbeing & Resilience for Social Impact

In the wellbeing literature, self-reported metrics are shown to be important contributors to measures of social progress (Cooke et al., 2016). Wellbeing takes place within the context of relationships and community, influenced by how people experience support/care or neglect/exploitation by social structures and power relations within the home and society (White, 2010). Four fields have shown the importance of wellbeing for social impact thus far :

  • In the field of public policy, leaders are recognizing that integrating measures of wellbeing into policy evaluation allows for a broader set of indicators of people’s needs and desires towards a more positive end goals (OECD, 2013).

  • Likewise, in international development, there is a shift towards more person-centered metrics of wellbeing instead of exclusively objective, external measures that only hint at wellness (Camfield et al., 2008).

  • In the humanitarian aid field, the effect of stress and its impact on burn-out, secondary trauma, and compassion fatigue are well documented in anecdotal accounts (Ehrenreich & Elliot, 2004).

  • Among social entrepreneurs, an investment in inner wellbeing has been shown to result in an increased sense of self, clarity of purpose, better balance, more positive and compassionate relationships, a reduction in anxiety around failure, greater space for creative possibilities, openness to diverse perspectives and collaboration, and a more holistic approach to problem-solving (Severns and Murphy Johnson, 2020).

Community wellbeing includes:

(1) mental and behavioral health,

(2) healthy behavior of participants in community, and

(3) perceived quality of life (Norris et al., 2007).

There is a bidirectional, interrelationship between individual wellbeing and collective wellbeing. In particular, in circumstances like war, terrorism, or even natural disaster, trauma-healing is necessary for both individual and collective functioning, which means trauma is inextricably linked to the realm of social change. Endeavors that give survivors a voice in the context of political or social change, as well as a sense of empowerment, connection, and self-sufficiency, are critical not only to individual psychological healing but also to the effectiveness of community reconstruction (Herman, 1997). Such processes help to restore that sense of connection between survivors and community on which collective wellbeing depends and help to catalyze community members to act in alignment with common values (Herman, 1992).  Social capital and resilience are fostered by efforts like restorative justice endeavors, which use a collective dialogue process to rehabilitate the offender, empower the survivor, and focus problem-solving on the systemic level with outcomes for the common good (Chavis & Pretty, 1999).  Collective practices, such as cultural and spiritual or religious ceremonies, can help people heal as a community and further restore a sense of dignity, solidarity, trust, and control (Fenton, 2018; Hostland, 2012; The Psychosocial Working Group, 2004).